Analytical Prediction of Ground Settlement Induced by Shield Tunneling in Upper‐Soft and Lower‐Hard Inclined Strata

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Authors: Pengfei Li, Jiannan Xie, Shuang Chen, Fei Jia
Cited by: 0
References: 33

Abstract

ABSTRACT The stability of shield tunneling through inclined strata composed of a soft upper layer and a hard lower layer represents a critical challenge in current underground engineering practice. This study proposes a theoretical framework for predicting surface settlement induced by shield tunneling under such geological conditions. First, a generalized model for the radial convergence of the surrounding soil is developed, and analytical expressions for the convergence center are derived for eight representative shield tunneling configurations commonly encountered in stratified ground. Next, the applicability of the classical Peck formula is evaluated using one‐dimensional linear regression analysis, tailored to the characteristics of upper‐soft and lower‐hard inclined strata. Based on this analysis, an analytical expression for surface settlement is established to account for the specific mechanical behavior of the composite strata. The proposed methodology is validated through a case study of the second Jiaozhou Bay Subsea Tunnel project in Qingdao, Shandong Province, utilizing both numerical simulations and in‐situ monitoring data. Results reveal that the maximum settlement and the offset of the settlement trough play distinct roles in shaping the overall deformation profile, with their relative significance varying across different strata configurations. These findings underscore the importance of considering both parameters in engineering practice. The proposed analytical model provides a reliable and practical tool for surface deformation prediction, offering empirical support for both real‐time assessment and preemptive risk management in shield tunneling projects.

Fields of Study & Subjects

Geotechnical Engineering and Analysis Geotechnical Engineering and Underground Structures Geotechnical Engineering and Soil Mechanics

Publication details

Journal / source
International Journal for Numerical and Analytical Methods in Geomechanics
Volume
50
Issue
8
Pages
3412–3433
Publication date
7 March 2026
Language
EN