Research on surrounding rock deformation characteristics and support optimization measures for tunnel TBM crossing through fault fracture zones

Read full text
Authors: Fuan Lan, Wenrui Du, Ruihan Li, Chuan He, Junyang He, Jian Yan
Cited by: 2
References: 38

Abstract

The tunnel boring machine (TBM) is a core equipment for mountain tunnel engineering, but it often faces problems such as surrounding rock deformation, collapse, and TBM entrapment when crossing fault fracture zones. Taking the TBM crossing of F1 fault in the Pilot Tunnel of Daliangshan No.1 Tunnel as the engineering case, this study adopted a combined method of laboratory tests, numerical simulation, and field monitoring to clarify the deformation characteristics of surrounding rock during TBM's passage through the fault fracture zone, and proposed and verified effective reinforcement measures. The results show that the tunnel deformation in the F1 fault zone presents a "larger in the middle and smaller at both ends" pattern. When tunneling reached the fault core area, the maximum vertical vault settlement was 92 mm and the maximum ground settlement was 42 mm, with the vault settlement response occurring earlier than the sidewall springline deformation. Away from the fault zone, the stress release of surrounding rock stabilized, with a settlement increment of less than 5 mm. The comprehensive reinforcement system proposed for problems such as fractured surrounding rock in the fault zone and insufficient gripper shoe bearing capacity achieved remarkable effects. After reinforcement, the maximum vertical vault settlement and ground settlement of all monitored sections were reduced to approximately 17 mm and 7 mm, respectively, decreasing by 79.3% and 83.3% compared with those before reinforcement. This effectively mitigated construction risks and ensured continuous TBM advancement. The research findings can provide data support and technical reference for TBM construction in mountain tunnels under similar "weathered rock + fault fracture zone" conditions.

Fields of Study & Subjects

Tunneling and Rock Mechanics Geotechnical Engineering and Analysis Rock Mechanics and Modeling

Publication details

Journal / source
Scientific Reports
Publisher
Springer Science and Business Media LLC
Volume
16
Issue
1
Pages
5572–5572
Publication date
16 January 2026
Language
EN