Behind the Scenes: Mechanistic Interpretability of Lora-Adapted Whisper for Speech Emotion Recognition

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Authors: Yong Ma, Xikun Lu, Jinqiu Sang, Xianquan Jiang, Ruizhe Li
Cited by: 0
References: 26

Abstract

Large pre-trained speech models such as Whisper offer strong generalization but pose significant challenges for resource-efficient adaptation. Low-Rank Adaptation (LoRA) has become a popular parameter-efficient fine-tuning method, yet its underlying mechanisms in speech tasks remain poorly understood. In this work, we conduct the first systematic mechanistic interpretability study of LoRA within the Whisper encoder for speech emotion recognition (SER). Using a suite of analytical tools, including layer contribution probing, logit-lens inspection, and representational similarity via singular value decomposition (SVD) and centered kernel alignment (CKA), we reveal two key mechanisms: a delayed specialization process that preserves general features in early layers before consolidating task-specific information, and a forward alignment, backward differentiation dynamic between LoRA’s matrices. Our findings clarify how LoRA reshapes encoder hierarchies, providing both empirical insights and a deeper mechanistic understanding to design efficient and interpretable adaptation strategies in large speech models.

Fields of Study & Subjects

Emotion and Mood Recognition Speech Recognition and Synthesis Face recognition and analysis

Publication details

Journal / source
ICASSP 2026 - 2026 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP)
Publisher
IEEE
Pages
5286–5290
Publication date
21 April 2026
Language
EN