Unified Online Estimation Method for SOC, SOH, and Power Capacity Considering Safety Boundary Consistency in Battery Management Systems

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Authors: Dan Xu, Huangyin Chen, Hao Chen Gui
Cited by: 1

Abstract

Under high C-rate and wide-temperature conditions, independently estimated SOC and SOH often diverge due to decoupled model dynamics, resulting in inaccurate power boundary calculations. This affects power limiting, thermal safety, and fast-charging strategies. To solve this, a unified online estimation framework is proposed for SOC, SOH, and power capacity under voltage and thermal constraints. It integrates a state-space model based on an equivalent circuit, combining SOC, polarization voltage, internal resistance, and capacity degradation, with temperature-dependent parameter evolution to capture coupling with aging. A dual extended Kalman filter enables collaborative SOC–SOH estimation, while lightweight machine learning modules correct internal resistance and polarization dynamics to reduce mismatch under extreme conditions. Physical constraint projections embed voltage, temperature, and power limits into the estimation loop, mitigating noise amplification and drift. Based on consistent estimates, the SOP boundary is computed online to support control decisions. Validation across six temperatures (−20 °C to 55 °C) and five C-rates (0.2C to 6C), using bench, HIL, and pack-level tests over 120+ hours, shows SOC RMSE

Fields of Study & Subjects

Advanced Battery Technologies Research Low-power high-performance VLSI design Parallel Computing and Optimization Techniques

Publication details

Journal / source
Preprints.org
Publisher
MDPI AG
Publication date
2 March 2026
Document type
Preprint