Evaluation Frameworks for Clinical AI Incorporating Validation Strategies, Real-World Applicability, and Ethical Principles: Scoping Review

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Authors: Diana Carolina López Medina, Aida Oliveros-Navarro, Nataly Moreno-Ángel, Andrés Camilo Herrera- Arellano, Marcela Henao-Pérez
Cited by: 1
References: 66

Abstract

Background: AI shows substantial potential in health care; however, the absence of standardized evaluation frameworks limits its safe and effective clinical implementation because of inconsistent validation requirements and fragmented ethical principles. Existing guidelines vary in structure, methodological rigor, and ethical integration, creating uncertainty. Objective: This study aimed to systematically map, characterize, and critically analyze existing evaluation frameworks for clinical AI, focusing on three core dimensions: methodological rigor, validation strategies (internal validation, including reporting of technical and clinical performance; external validation, including real-world applicability), and alignment with the United Nations Educational, Scientific and Cultural Organization (UNESCO) AI ethical considerations. Methods: A scoping review was conducted following PRISMA-ScR (Preferred Reporting Items for Systematic Reviews and Meta-Analyses extension for Scoping Reviews) guidelines. Six databases (PubMed, Embase, BVS, EBSCOhost, ProQuest, and Sage) and the Enhancing the Quality and Transparency of Health Research Network were searched without language or date restrictions up to February 2026. Eligible documents included peer-reviewed papers, gray literature, and organizational guidelines describing evaluation or reporting frameworks for clinical AI. Editorials, commentaries, and conference abstracts lacking a clearly defined evaluative framework or clinical applicability were excluded. Two reviewers independently screened records and extracted data. Data were extracted across three domains: (1) general characteristics, (2) methodological rigor and validation parameters, and (3) ethical integration and were synthesized using a dot plot-based gap map. Ethical adherence was assessed using a 10-domain UNESCO-based scoring matrix. No formal risk-of-bias assessment was conducted, consistent with scoping review methodology. Results: From 3363 records, 46 frameworks met the inclusion criteria. Mapping revealed a rapidly expanding but fragmented landscape. Most frameworks targeted investigational use (88%), with limited focus on clinical applicability. Frameworks varied in structure, methodology, and scope, with a predominance of reporting guidelines and few validated tools. Most (63%) were developed through multi-institutional collaborations, and 32.6% incorporated transdisciplinary participation. Only 31.8% reported technical metrics (commonly area under the curve, sensitivity, and specificity), and 15.9% provided clinical indicators (eg, predictive values or calibration). Only 11.4% achieved methodological rigor, incorporating validation aligned with intended use, while most relied on partial validation strategies, highlighting a gap between model development and clinical evaluation. Ethical integration was heterogeneous: only 5 frameworks achieved high compliance (≥80%), whereas 4 scored

Fields of Study & Subjects

Artificial Intelligence in Healthcare and Education Machine Learning in Healthcare Explainable Artificial Intelligence (XAI)

Publication details

Journal / source
Journal of Medical Internet Research
Publisher
JMIR Publications Inc.
Volume
28
Pages
e78168–e78168
Publication date
31 March 2026
Language
EN