Effects of Model Choice, Corpus Context, and Post Hoc Correction on Layer-Level Embedding Degradation in Clinical Document Retrieval: Experimental Study

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Authors: Yngve Mikkelsen
Cited by: 1
References: 12

Abstract

BACKGROUND: Clinical retrieval-augmented generation depends on embedding models. A companion study found that non-retrieval-trained encoders underperformed retrieval-trained general-purpose embeddings and produced near-degenerate embedding geometry, but did not localize the architectural origin, separate training-domain from training-objective effects, or test whether the degradation can be corrected without retraining. OBJECTIVE: This study aimed to (1) characterize layer-wise retrieval and geometric trajectories across 13 transformer configurations on clinical documents, (2) separate training-objective from training-domain effects through matched architectural comparisons, (3) reanalyze the panel under a per-query layer-wise linear mixed-effects (LME) framework, and (4) evaluate deployment-relevant post hoc geometric correction. METHODS: Layer-wise embeddings were extracted from 13 transformer configurations on 3 clinical corpora (n=100 documents each: MTSamples, PMC-Patients, and Mistral-7B-Instruct-generated synthetic notes) under 2 query formats (keyword and natural-language via GPT-4o). Retrieval performance (mean reciprocal rank at cutoff 10 [MRR@10] and recall at cutoff 10 [recall@10]) and geometric properties (participation ratio, average pairwise cosine, and anisotropy) were measured at every layer. A per-query layer-wise LME model was fit independently per configuration. Corpus-only zero-phase component analysis (ZCA) whitening was evaluated as the primary deployment-relevant intervention, with 5-fold cross-validation, an epsilon sweep, a lexical-overlap audit, and a chunking sensitivity analysis. RESULTS: Document embeddings clustered into 3 anisotropy tiers: extreme (average pairwise cosine >0.92) for non-retrieval-trained encoders and large language models (LLMs), moderate (0.65-0.92) for general retrievers and most LLMs, and reduced (

Fields of Study & Subjects

Biomedical Text Mining and Ontologies Topic Modeling Information Retrieval and Search Behavior

Publication details

Journal / source
JMIR Medical Informatics
Publisher
JMIR Publications Inc.
Volume
14
Pages
e99639–e99639
Publication date
15 July 2026
Language
EN