Prelithiated SiOₓ/Graphite-NMC811 Cells: Capacity loss, Impedance Rise and Hidden Degradation Pathways Revealed Using Three-Electrode Diagnostics

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Authors: Charles McDaniel, Marco-Tulio Fonseca Rodrigues, Joseph Quinn, Avi Gargye, Nicolas Folastre, Stephen E. Trask, Nicholas P. Stadie, Daniel P Abraham, Marco-Tulio Fonseca
Cited by: 1

Abstract

Electrodes containing SiOx/graphite(Gr) materials are attractive as anodes for high-energy lithium-ion batteries. However, their mechanical deformation, electrochemical response, and impedance evolution during long-term cycling are strongly coupled, complicating accurate diagnosis of performance fade mechanisms. In this work, the behavior of electrochemically prelithiated SiOx/Gr anodes paired with NMC811 cathodes is systematically investigated using techniques that include in-situ dilatometry, three-electrode electrochemistry, and multiscale post-cycling microscopy. The SiOx/Gr electrode exhibits a maximum expansion of 49% upon lithiation to 10 mV vs. Li + /Li, with 84% of the expansion and 91% of the capacity being reversible. In full cells, relatively stable cycling with only 12% capacity fade over 500 cycles is observed. Three-electrode experiments reveal cell-level impedance growth, which is dominated by the NMC811 cathode: the SiOx/Gr anode exhibits minimal net impedance rise and an initial impedance decrease at low potentials. Despite this apparent electrochemical stability, crosssectional SEM, PFIB tomography, and cryo-STEM reveal irreversible anode thickening caused by the accumulation of an inorganic-rich solid electrolyte interphase (SEI) permeating the anode bulk. Electrode potential-shift analysis further demonstrates that Li + ions released from lithium reservoirs in the prelithiated anode masks true lithium inventory loss during aging. These results demonstrate that low-expansion SiOx/Gr anodes can simultaneously exhibit favorable cycling and impedance metrics while undergoing substantial, hidden degradation, underscoring the importance of electrode-resolved diagnostics for evaluating prelithiated silicon-based anodes.

Fields of Study & Subjects

Advancements in Battery Materials Advanced Battery Materials and Technologies Advanced Battery Technologies Research

Publication details

Journal / source
ChemRxiv
Publisher
American Chemical Society (ACS)
Publication date
12 February 2026
Document type
Preprint