Evaluation-driven preprocessing and interpretable machine learning for large-scale FTIR polymer classification in microplastics research

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Authors: M. Maksuda Khanam, Saleena Younus, Laila Mousafi Alasal, M. Khabir Uddin, Julhash Uddin Kazi
Cited by: 1

Abstract

Fourier Transform Infrared (FTIR) spectroscopy is widely used for polymer identification in microplastics research. However, raw spectra are often affected by noise, baseline drift, and other acquisition-related artifacts that are not chemically meaningful. Since preprocessing steps can strongly influence multivariate analysis and machine learning (ML) classification, we developed xpectrass, an open-source framework designed for systematic evaluation of FTIR preprocessing, exploratory analysis, and interpretable ML. A combined dataset of 12,214 spectra covering multiple polymer classes was used to compare different denoising, baseline correction, and normalization strategies. A preprocessing workflow based on wavelet denoising, adaptive smoothness penalized least squares (asPLS) baseline correction, and either Standard Normal Variate (SNV) or Spectral Moments normalization showed stable performance across datasets and supported harmonization between studies. Unsupervised methods such as PCA, t-SNE, and UMAP separated most polymer classes, although partial overlap remained among chemically similar polyolefins. We further evaluated 41 ML model configurations and present detailed results for a representative high-performing model based on XGBoost. Model interpretation using SHapley Additive exPlanations (SHAP) associated predictions with specific wavenumbers, facilitating chemical interpretability. In summary, xpectrass provides a structured and scalable workflow that links heterogeneous FTIR spectra to reproducible polymer classification in microplastics research.

Fields of Study & Subjects

Spectroscopy and Chemometric Analyses Machine Learning in Materials Science Microplastics and Plastic Pollution

Publication details

Journal / source
ChemRxiv
Publisher
American Chemical Society (ACS)
Publication date
3 March 2026
Document type
Preprint