Domain Adaptation from Simulation to Reality: A GAN- and MK-MMD-Based Transfer Learning Approach for Bearing Fault Diagnosis

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Authors: Xizi Xiao, Yanlou He, Jingwen Su, Kaixiong Hu
Cited by: 2
References: 45

Abstract

Rolling bearings are critical components in industrial machinery, and their failures can lead to equipment downtime or safety hazards, making accurate fault diagnosis vital. While data-driven intelligent methods perform well with sufficient labeled data, acquiring large-scale fault data in real-world scenarios remains challenging. To address this issue, this paper proposes a fault diagnosis method combining finite element simulation and deep domain adaptation transfer learning. First, a finite element model of rolling bearings under normal, outer race, inner race, and rolling element fault conditions is developed, and ANSYS/LS-DYNA simulates motion to generate labeled synthetic fault data. The model’s reliability is validated through time-domain, frequency-domain, and time-frequency analyses. A lightweight 1D convolutional neural network (1D CNN) is then designed for fault diagnosis. When trained solely on simulated data, the model achieves only 61.4% accuracy on real data due to domain discrepancies. To bridge this gap, a transfer learning approach integrating generative adversarial networks (GANs) and multi-kernel maximum mean discrepancy (MK-MMD) is proposed: GANs synthesize data resembling real distributions, while MK-MMD minimizes domain shifts between simulated and actual data. This improves the model’s accuracy to 93.8% on real fault datasets. Performance evaluation under variable working conditions and bearing types demonstrates the method’s robustness, providing a practical solution for fault diagnosis in industrial applications with limited data.

Fields of Study & Subjects

Machine Fault Diagnosis Techniques Gear and Bearing Dynamics Analysis Machine Learning and ELM

Publication details

Journal / source
Applied Sciences
Publisher
MDPI AG
Volume
16
Issue
3
Pages
1407–1407
Publication date
30 January 2026
Language
EN