A GBRT-Based State-of-Health Estimation Method for Lithium-Ion Batteries

Read full text
Authors: Chun Chang, Yedong He, Yutong Wu, Yuanzhong Xu, Jiuchun Jiang
Cited by: 1
References: 34

Abstract

Lithium-ion batteries are widely applied in transportation, communication, and other fields. Nevertheless, during prolonged cycling operation, internal electrochemical reactions inevitably lead to the degradation of the state-of-health (SOH). To ensure the reliability and safety of lithium-ion batteries, accurate SOH estimation is of critical importance. Nevertheless, under practical operating conditions, obtaining fully recorded charge–discharge data is often impractical. Motivated by the practical charging behaviors of lithium-ion batteries, this paper proposes a practical SOH estimation method based on incremental capacity analysis, dynamic time warping (DTW), and gradient-boosting regression trees (GBRTs). Three health indicators—interval incremental capacity features, local capacity–voltage curve similarity, and segmented voltage curve similarity—are extracted. The proposed method requires only 0.13 V and 0.07 V voltage windows on the Oxford and CALCE datasets. The effectiveness of the proposed model is verified across both public datasets and laboratory test data. Experimental results demonstrate RMSE values of approximately 2.5% and 2.0%, respectively. Compared with mainstream SOH estimation algorithms, the proposed approach delivers comparable accuracy while achieving training time reductions of up to 57.6% and 91.9% relative to GPR and SVM, making it suitable for real-time battery management systems.

Fields of Study & Subjects

Advanced Battery Technologies Research Machine Fault Diagnosis Techniques Advanced Battery Materials and Technologies

Publication details

Journal / source
Energies
Publisher
MDPI AG
Volume
19
Issue
3
Pages
659–659
Publication date
27 January 2026
Language
EN