Study on Characteristics of Floating Ice Accumulation and Entrainment Safety Thresholds Upstream of Sluice Gates Based on Model Tests and Logistic Regression

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Authors: Suming Li, Chao Li, Huiping Hou, Shiang Zhang, Xizhi Lv
Cited by: 0
References: 28

Abstract

In the complex flow fields of channels affected by sluice gates and bridge piers, winter ice transport, accumulation characteristics upstream of the gate, and the determination of entrainment thresholds are crucial for the safe operation of hydraulic projects. In this study, ice transport experiments were conducted with and without bridge piers upstream of the gate to analyze the key factors governing the transport process and accumulation morphology of floating ice. Four machine learning models were evaluated and compared to identify the optimal model for predicting the motion state of floating ice. Based on this optimal model, the discriminant conditions for ice entrainment under both pier configurations were proposed. The results indicate that, driven by incoming hydraulic parameters, gate boundary conditions, and ice discharge, the upstream floating ice undergoes a progressive evolution: “flat accumulation → “∇”-shaped accumulation → wedge-shaped accumulation → passing through the gate (entrainment)”. Compared to the GBDT, RF, and SVM models, the LR model achieves higher and more stable accuracy, precision, recall, and F1 scores under configurations without and with bridge piers. With AUC values reaching 0.993 and 0.997, respectively, this model demonstrates optimal comprehensive performance in classifying whether floating ice passes through the gate. Furthermore, based on the LR model, explicit algebraic formulas for the critical entrainment thresholds were constructed. Under the experimental conditions, the critical threshold intervals for the relative gate opening (e/H) are [0.170, 0.182] without piers and [0.142, 0.155] with piers. This study provides a solid theoretical foundation and technical support for ice-prevention operations and gate dispatching in cold-region hydraulic engineering under submerged outflow conditions.

Fields of Study & Subjects

Hydraulic flow and structures Dam Engineering and Safety Hydrology and Sediment Transport Processes

Publication details

Journal / source
Hydrology
Volume
13
Issue
3
Pages
86–86
Publication date
6 March 2026
Language
EN