CNN–Transformer–KAN: A Hybrid Deep-Learning Framework with an Inspectable KAN Classification Head for Industrial Process Fault Diagnosis

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Authors: Yujie Wu, M Zhang, Aoxuan Ding, Yu Hua, Z.P. Jin, Yiyang Dai
Cited by: 1
References: 33

Abstract

Detecting and identifying faults in industrial chemical plants is essential for safe and stable operation, and modern monitoring systems increasingly rely on deep learning to classify faults from multivariate sensor data. A practical obstacle to adoption is trust: most deep-learning diagnosers reach their decisions through a classification layer that operators cannot inspect, making it hard to see how the model maps process signals to a particular fault. This study targets fault diagnosis on the Tennessee Eastman (TE) process, a standard benchmark of simulated chemical-plant sensor data, and asks whether this final decision stage can be made directly inspectable without sacrificing accuracy. We propose CNN–Transformer–KAN (CTKAN), a hybrid model that learns local temporal patterns with a one-dimensional convolutional encoder, captures global inter-time-step dependencies with a Transformer encoder, and classifies faults with a Kolmogorov–Arnold Network (KAN) head whose learnable B-spline activations can be plotted and examined individually, in place of a conventional multi-layer perceptron (MLP). On the TE benchmark, CTKAN attains a Macro-F1 of 91.38 ± 0.26% over ten independent runs, comparable to a CNN + Transformer + MLP ablation (91.21 ± 0.32%) and a capacity-matched MLP-head variant (91.43 ± 0.37%) within seed-to-seed variability. The main finding is therefore not a higher score: at matched capacity the KAN and MLP heads are statistically indistinguishable in accuracy, so the KAN head’s value is to add a directly inspectable view of the classification stage at no measurable accuracy cost, helping process engineers sanity-check how the diagnoser separates faults in safety-critical settings.

Fields of Study & Subjects

Fault Detection and Control Systems Machine Fault Diagnosis Techniques Advanced Statistical Process Monitoring

Publication details

Journal / source
Information
Publisher
MDPI AG
Volume
17
Issue
7
Pages
626–626
Publication date
24 June 2026
Language
EN