A Spatiotemporal-Energy Clustering and Risk Index Model for Rock Fracture Early Warning Using Acoustic Emission Data

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Authors: Weijian Liu, Shilei Zhen, Zhongkai Peng, Jianbo Li, Shuai Teng, Zhizeng Zhang, Biqi Yuan, Ziwei Li
Cited by: 1
References: 28

Abstract

To address the challenges of traditional methods for monitoring rock dynamic hazards in mines, which struggle to fully characterize the spatiotemporal heterogeneity of damage evolution and the resulting lag in early warning, this paper proposes a dynamic rock damage classification and fracture early warning model driven by acoustic emission data. Based on an improved dynamic K-means algorithm, this model fuses time dependence, energy intensity, and event spatial density characteristics through exponentially decaying weights to construct a spatiotemporal-energy synergistic clustering framework. Furthermore, a nonlinear coupling model for the comprehensive risk index (RI) is established, combining the static damage variable D with dynamic parameters such as energy release rate, ring count, and spatial clustering, to create a five-level early warning threshold. Experimental results demonstrate that the improved algorithm achieves clustering silhouette coefficients exceeding 0.7 for single-source, multi-source, and complex fracture patterns, and the error between cluster regions and actual fracture distribution is less than 1 mm. The RI model accurately identifies the damage state of the test block and effectively predicts critical instability, significantly improving both timeliness and accuracy. This research overcomes the limitations of traditional static evaluation and provides high-precision technical support for real-time monitoring of hidden rock fractures and prevention and control of mine dynamic hazards.

Fields of Study & Subjects

Rock Mechanics and Modeling Seismology and Earthquake Studies Coal Properties and Utilization

Publication details

Journal / source
Processes
Publisher
MDPI AG
Volume
14
Issue
5
Pages
774–774
Publication date
27 February 2026
Language
EN