Constraint-First Decision & Planning Substrates
Abstract
Contemporary computational decision and planning systems typically generate candidate actions or plans and subsequently evaluate, filter, or penalize them to enforce constraints related to feasibility, safety, or policy compliance. This action-first paradigm places validity checks downstream of decision generation, leading to well-known limitations in robustness, auditability, and safety-particularly in systems incorporating learning-based components. This paper explores an alternative architectural perspective: a constraint-first decision and planning substrate in which admissible decisions are defined structurally rather than behaviorally. In this model, decisions are represented as structured states within a constrained state space, rather than as imperative actions to be executed. Constraints are treated as first-class invariants that define which states are representable at all and are applied prior to optimization, inference, or learning. As a result, invalid actions or plans are not merely discouraged or filtered post hoc, but are structurally unrepresentable within the substrate. The model further accommodates partial and incomplete plans as valid, persistent system states, allowing decision-making processes to evolve through progressive refinement without requiring premature commitment to fully specified outcomes. Predictability is discussed at a conceptual level as a property of state admissibility under shared constraints, supporting interpretability and retrospective analysis without reliance on opaque corrective mechanisms. Artificial agents are situated within this substrate as proposers of state refinements, operating under explicit structural limits rather than learned approximations of acceptable behavior. The paper is intentionally conceptual and architectural in scope: it does not propose specific algorithms, system designs, or implementation mechanisms, nor does it claim to solve the problem of AI alignment. Instead, it reframes existing ideas about constraints and decision-making to clarify how constraint-first substrates can serve as a complementary foundation for safety, governance, and coordination in complex decision-making systems across domains.
Fields of Study & Subjects
AI-based Problem Solving and Planning
Ethics and Social Impacts of AI
Constraint Satisfaction and Optimization
Publication details
- Publication date
- 11 February 2026
- Language
- EN
- Document type
- Preprint