The Securities Regulatory Handbook
Abstract
A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.
Fields of Study & Subjects
Banking stability
regulation
efficiency
finance
banking
and market dynamics
Globalization
Economics
and Policies
Publication details
- Publication date
- 6 January 2026
- Language
- EN
- Document type
- Book