Independent expert body? A case study of FINRA's self-regulatory role

Edward Elgar Publishing eBooks 2026 Book chapter

View at publisher
Authors: James A. Fanto
DOI: 10.4337/9781035321728.00019
Cited by: 0

Fields of Study & Subjects

Regulation and Compliance Studies Global Financial Regulation and Crises Securities Regulation and Market Practices

Publication details

Journal / source
Edward Elgar Publishing eBooks
Pages
220–241
Publication date
17 February 2026
Language
EN
Document type
Book chapter