Rate-distortion Theory with Lower Semi-continuous Distortion on Noncompact Alphabets

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Authors: Jiayang Zou, Luyao Fan, Jiayang Gao, Jia Wang
Cited by: 0

Abstract

In this paper, we study rate-distortion theory for general sources with an emphasis on the existence of optimal reconstruction distributions on noncompact alphabets. Classical attainability results typically rely on compactness of the reproduction alphabet together with continuity of the distortion function, which may fail in many noncompact settings. We identify two complementary existence mechanisms under lower semi-continuity on locally compact Polish alphabets. For bounded distortions, we prove that the rate-distortion infimum is attained via the one-point compactification argument. For unbounded coercive distortions, we establish existence via concentration-compactness. We also give several counterexamples showing that our attainability results are close to sharp. Our results provide a unified and transparent existence theorem for rate-distortion problems with lower semi-continuous distortions.

Fields of Study & Subjects

Advanced Data Compression Techniques Video Coding and Compression Technologies Geometric Analysis and Curvature Flows

Publication details

Journal / source
arXiv (Cornell University)
Publication date
12 January 2026
Document type
Preprint