Robust maximum hands-off optimal control: existence, maximum principle, and $L^{0}$-$L^1$ equivalence

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Authors: Siddhartha Ganguly, Kenji Kashima
Cited by: 0

Abstract

This work advances the maximum hands-off sparse control framework by developing a robust counterpart for constrained linear systems with parametric uncertainties. The resulting optimal control problem minimizes an $L^{0}$ objective subject to an uncountable, compact family of constraints, and is therefore a nonconvex, nonsmooth robust optimization problem. To address this, we replace the $L^{0}$ objective with its convex $L^{1}$ surrogate and, using a nonsmooth variant of the robust Pontryagin maximum principle, show that the $L^{0}$ and $L^{1}$ formulations have identical sets of optimal solutions -- we call this the robust hands-off principle. Building on this equivalence, we propose an algorithmic framework -- drawing on numerically viable techniques from the semi-infinite robust optimization literature -- to solve the resulting problems. An illustrative example is provided to demonstrate the effectiveness of the approach.

Fields of Study & Subjects

Advanced Control Systems Optimization Stability and Control of Uncertain Systems Optimization and Variational Analysis

Publication details

Journal / source
arXiv (Cornell University)
Publication date
12 January 2026
Document type
Preprint