Two-dose vs. Three-Dose Optimization Under Sample Size Constraint

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Authors: Linda Sun, Yixin Ren, Cong Chen
Cited by: 0

Abstract

Dose optimization is a hallmark of Project Optimus for oncology drug development. The number of doses to include in a dose optimization study depends on the totality of evidence, which is often unclear in early-phase development. With equal sample sizes per dose, carrying three doses is clearly more advantageous than two for optimization. In this paper, we show that, even when the total sample size is fixed, it is still preferable to carry three unless there is very strong evidence that one can be dropped. A mathematical approximation is applied to guide the investigation, followed by a simulation study to complement the theoretical findings. Semi-quantitative guidance is provided for practitioners, addressing both randomized and non-randomized dose optimization while considering population homogeneity.

Fields of Study & Subjects

Statistical Methods in Clinical Trials Pharmaceutical studies and practices Optimal Experimental Design Methods

Publication details

Journal / source
arXiv (Cornell University)
Publication date
28 January 2026
Document type
Preprint