Understanding Generalization from Embedding Dimension and Distributional Convergence
Abstract
Deep neural networks often generalize well despite heavy over-parameterization, challenging classical parameter-based analyses. We study generalization from a representation-centric perspective and analyze how the geometry of learned embeddings controls predictive performance for a fixed trained model. We show that population risk can be bounded by two factors: (i) the intrinsic dimension of the embedding distribution, which determines the convergence rate of empirical embedding distribution to the population distribution in Wasserstein distance, and (ii) the sensitivity of the downstream mapping from embeddings to predictions, characterized by Lipschitz constants. Together, these yield an embedding-dependent error bound that does not rely on parameter counts or hypothesis class complexity. At the final embedding layer, architectural sensitivity vanishes and the bound is dominated by embedding dimension, explaining its strong empirical correlation with generalization performance. Experiments across architectures and datasets validate the theory and demonstrate the utility of embedding-based diagnostics.
Fields of Study & Subjects
Stochastic Gradient Optimization Techniques
Domain Adaptation and Few-Shot Learning
Neural Networks and Applications
Publication details
- Journal / source
- arXiv (Cornell University)
- Publication date
- 30 January 2026
- Document type
- Preprint