Design-Conditional Prior Elicitation for Dirichlet Process Mixtures: A Unified Framework for Cluster Counts and Weight Control

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Authors: JoonHo Lee
Cited by: 0

Abstract

Dirichlet process mixtures describe variation in effects or latent traits across sites, studies, or examinees. The concentration parameter controls the number and relative sizes of the clusters, but its hyperprior is often chosen by default. We describe a method for choosing this hyperprior when the number of units is fixed by design. Analysts specify an expected number of clusters and their uncertainty about that count. We translate these judgments into a hyperprior and examine what it implies about the sizes of the clusters. When the count and size judgments conflict, the Dual-Anchor procedure chooses and reports the trade-off. Simulations show that the default hyperprior can favor a single cluster when estimates for individual units are noisy. Applications to a multisite trial, a meta-analysis, and a vocabulary test show sensitivity in heterogeneity summaries despite relatively small changes in individual estimates. The DPprior R package implements the calibration and diagnostics.

Fields of Study & Subjects

Bayesian Methods and Mixture Models Statistical Methods and Bayesian Inference Statistical Distribution Estimation and Applications

Publication details

Journal / source
arXiv (Cornell University)
Publication date
6 February 2026
Language
EN
Document type
Preprint