No Red Lines: The Impossibility of Formal Safety Guarantees in Large Language Models V2.0
Abstract
Large language models (LLMs) are being deployed in control systems that require reliable safety guarantees. This rests on a false assumption: that natural-language safety instructions create boundaries comparable to those in rule-based systems. We show this is categorically false. Rule-based systems enforce constraints through program structure, creating syntactic boundaries that cannot be violated. LLMs implement "safety" as shifts in probability mass, semantic boundaries that dissolve under contextual pressure. Using architectural analysis, formal impossibility proofs, and concrete scenarios, we demonstrate that no training technique can convert statistical pattern-matching into formal constraint enforcement. This is an architectural, not an engineering, limitation. Version 2.0 extends the original argument with a technical layer providing rigorous mathematical proof: the Softmax Positivity Theorem establishes that every token retains positive probability regardless of training; the Universal Reachability Theorem proves all output sequences remain accessible; topological analysis demonstrates that LLM state spaces are path-connected while rule-based systems achieve safety through disconnection; and information-theoretic bounds show the channel to unsafe outputs cannot be closed. Formal guarantees are therefore impossible with LLMs alone; responsible use requires external verification, mandatory disclosure, and prohibitions on LLM-only control in safety-critical contexts. Current certification regimes, designed for syntactic guarantees, cannot assess systems whose boundaries are semantic.
Fields of Study & Subjects
Safety Systems Engineering in Autonomy
Adversarial Robustness in Machine Learning
Ethics and Social Impacts of AI
Publication details
- Journal / source
- Zenodo (CERN European Organization for Nuclear Research)
- Publication date
- 23 January 2026
- Language
- EN
- Document type
- Preprint