Fate-Coupling: A Runtime Governance Primitive for AI Alignment
Abstract
Abstract Advanced AI systems may increasingly operate as persistent deployments with tools, memory, delegated subagents, economic resources, and access to consequential infrastructure. Existing training-time alignment, monitoring, interruptibility, and access-control methods address important parts of this problem, but most do not ask whether high-impact operational privileges should remain valid when independently observed human outcomes deteriorate. This paper introduces fate-coupling: a proposed runtime-governance primitive that conditions a deployment's scoped capabilities on plural, audited, uncertainty-aware evidence about human welfare within a compliant enforcement perimeter. The central object is not an internal reward and not a complete definition of welfare. It is an external authorization policy that combines welfare evidence with non-compensatory rights, catastrophic-risk, data-integrity, audit, lineage, and service-coverage gates. The policy issues short-lived capability permits, supports tiered and reversible safing, and reserves durable sanctions for stronger evidence and causal review. We define global, sectoral, and individual fate scopes; model the governed unit as an agent together with its operator, runtime, delegation chain, and material descendants; and present a substrate-neutral architecture comprising a Temporal AI Registry, a Human Welfare Evidence Layer, a policy evaluator, capability gateways, and tamper-evident decision records. Blockchain or smart contracts are possible implementations, but neither is required. The paper treats Goodhart effects, strategic adaptation, threshold-localized gaming, risk selection, oracle corruption, exogenous shocks, cascade failures, privacy, governance capture, and authoritarian function creep as first-class design threats. It also revises Individual Fate-Coupling as a lifecycle policy for personalized deployments rather than a claim about the moral status or literal death of a model. Finally, it specifies FateBench-MA, a falsifiable multi-agent research program with comparative baselines, adversarial scenarios, measurable outcomes, and explicit rejection criteria. Fate-coupling is presented as a conceptual and perimeter-limited research hypothesis, not as a proven control method or deployment-ready safety guarantee.
Fields of Study & Subjects
Ethics and Social Impacts of AI
Explainable Artificial Intelligence (XAI)
Reinforcement Learning in Robotics
Publication details
- Journal / source
- Zenodo (CERN European Organization for Nuclear Research)
- Publication date
- 23 July 2026
- Language
- EN
- Document type
- Preprint