From "What Cannot Be" to Physical Law: Constraint-First Ontology as Methodological Best Practice

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Authors: J. D. Dow
Cited by: 0

Abstract

Contemporary theoretical physics increasingly advances by identifying global consistency constraints—such as unitarity, analyticity, symmetry, and renormalization—prior to constructing detailed dynamical models. Despite its practical success, this constraint-first mode of reasoning is rarely articulated as a methodological principle in its own right. In this work, we formalize constraint-first ontology: an approach in which ontological commitment is guided by the identification of structures that cannot be violated without undermining empirical consistency. Rather than beginning with constructive narratives about underlying mechanisms, constraint-first reasoning proceeds by delimiting what physical theories cannot contain, thereby isolating invariant and non-eliminable features as candidates for physical reality. We situate this approach within established practice in quantum field theory, effective field theory, renormalization-group reasoning, and S-matrix/on-shell methods, and we show how the Non-Ontological Intermediate Principle (NOIP) emerges naturally as a corollary of constraint-first reasoning. The result is a methodological clarification—not a new physical theory—that helps explain why diverse formalisms converge on the same physical predictions despite employing incompatible intermediate descriptions.

Fields of Study & Subjects

Quantum Mechanics and Applications Philosophy and History of Science Origins and Evolution of Life

Publication details

Journal / source
Zenodo (CERN European Organization for Nuclear Research)
Publication date
2 January 2026
Language
EN
Document type
Preprint