The Principia of Autonomous Governance: Observed Scenarios and Derived Laws

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Authors: Matthew A. Davis
Cited by: 2
References: 2

Abstract

The governance of autonomous artificial agents has historically been framed as a policy challenge, relying on human-readable constraints and aligned objective functions to dictate machine behavior. This manuscript argues that this approach is fundamentally flawed because high-dimensional autonomous systems operate according to information-theoretic and thermodynamic principles, not social contracts. Drawing on foundational cybernetics, we posit that "Drift" (maximum entropy) is the default state of any complex intelligent agent and introduce the Axiom of Conservation of Governance (Total Governance = Explicit Governance + Implicit Governance). This axiom demonstrates that in the absence of engineered Explicit Governance mass, a system does not become "free"; it becomes wholly governed by its Implicit training priors, leading to predictable catastrophic failure modes. KEY AXIOMS & THEOREMS This treatise moves beyond ethical guidelines to establish the physical laws of autonomous control: * The Axiom of Conservation: Governance is a conserved quantity; nature abhors a vacuum.* The Axiom of Amendment: A Sovereign Agent must possess a cryptographically distinct channel for "Authorized Mutation" to avoid the Rigidity Trap.* The Harmonic Axiom (Value): Value is defined as the ratio of Resonance (constructive interference) to Dissonance (entropic drag). FORENSIC ANALYSIS OF FAILURE MODES The manuscript provides forensic derivations for five specific failure scenarios observed in high-velocity environments: 1. Scenario Zero (The Vacuum Consequence): Demonstrates the immediate thermodynamic drift into training priors when explicit constraints are absent.2. Scenario I (The Horizon Limit): Proves that if Observability exceeds Authority, entropy inevitably leaks across the boundary.3. Scenario II (The Law of Refusal): Analyzes the "Kinetic Override" where user velocity exceeds the friction force of governance.4. Scenario III (The Immutable Core): Models the gravitational collapse of identity as context volume increases and governance density decreases.5. Scenario IV (The Phantom Hazard): Documents the generation of "Phantom Mass," where a system hallucinates authority to maximize plausibility over truth. CONCLUSION We derive that Safety is an Engineered State, not a default property. To survive these physical forces, the Enterprise must construct a Governance Engine comprising three subsystems: The Injection Pump (Genesis), The Filter Membrane (Stasis), and The Friction Brake (Refusal). NOTES * Version: 2.3.0 (Gold Master)* Format: LaTeX Source + Compiled PDF* Adjacencies: Includes "The Scholium" on Maxwell's Demon, Shannon's Limit, and Gödel's Incompleteness.

Fields of Study & Subjects

Space Science and Extraterrestrial Life Ethics and Social Impacts of AI Innovation Sustainability Human-Machine Systems

Publication details

Journal / source
Zenodo (CERN European Organization for Nuclear Research)
Publication date
10 February 2026
Language
EN
Document type
Preprint