Timing, Redirectability, and Runtime AI Oversight: The Sampling-Rate Hypothesis

Read full text
Authors: Htet Ko Ko Naing
Cited by: 5

Abstract

This paper presents a theory-first framework for runtime AI oversight centered on pre-commitment monitoring, proxy faithfulness, and intervention feasibility. Its core claim is narrow: monitoring can improve intervention success only when a system can be observed, interpreted, and redirected before a hazardous trajectory reaches commitment. The framework organizes runtime oversight around three requirements: usable signal, sufficient remaining time, and retained intervention authority. It introduces Safety Slack, S_t, as a design margin comparing usable oversight capacity with effective hazard burden, and develops a phase-sensitive account of escalation through contact, attention, recognition, impulse, and commitment. The manuscript also distinguishes latent theoretical targets, operational proxy estimates, runtime control estimates, and decision-oriented adequacy margins. Optional formal supports from Optimal Stopping, Structural Causal Models, Information Theory, Control Barrier Functions, Semi-Markov timing, and adversarial monitoring are included as theoretical scaffolds, but the framework remains an empirical research scaffold rather than a safety guarantee. The intended contribution is a falsifiable structure for testing whether pre-commitment runtime oversight improves intervention success over output-only or post-commitment monitoring under realistic limits of proxy quality, latency, redirectability, adversarial pressure, and monitoring overhead.

Fields of Study & Subjects

Adversarial Robustness in Machine Learning Safety Systems Engineering in Autonomy Security and Verification in Computing

Publication details

Journal / source
Zenodo (CERN European Organization for Nuclear Research)
Publication date
27 April 2026
Language
EN