How a Tree Remembers Its Cuts: the Connes--Kreimer--Foissy Hopf Algebra of Rooted Trees, Machine-Checked in Lean 4
Abstract
A machine-checked formalization in Lean 4 / Mathlib of the Connes--Kreimer / Butcher / Foissy Hopf algebra of (planar) rooted trees — the combinatorial Hopf algebra behind perturbative renormalization and the order theory of Runge--Kutta methods. The admissible-cut coproduct, its coassociativity (proved up to List.Perm and lifted to an equality of Mathlib linear maps), the bialgebra compatibility, and a connected-graded antipode are assembled into a genuine Mathlib HopfAlgebra instance, all sorry-free; #print axioms reports only propext, Classical.choice, Quot.sound. To the best of our knowledge — after a documented search of Lean/Mathlib, the Isabelle/HOL Archive of Formal Proofs, and Coq/Rocq — this is the first combinatorial renormalization Hopf algebra of rooted trees registered in any proof assistant. The mathematics is classical throughout; the contribution is the formalization and a reusable certified core. This is the planar (Foissy, noncommutative) version; the commutative quotient, B-series order conditions, the free pre-Lie algebra, and Birkhoff/BPHZ renormalization are deferred follow-on work. A large language model was used as a coding assistant; every statement was independently checked by the Lean kernel, and all mathematics and claims are the author's. English and Spanish editions of the paper are included, with the Lean source.
Fields of Study & Subjects
Advanced Topics in Algebra
Homotopy and Cohomology in Algebraic Topology
Polynomial and algebraic computation
Publication details
- Journal / source
- Zenodo (CERN European Organization for Nuclear Research)
- Publication date
- 19 June 2026
- Document type
- Preprint